N.M. Code R. § 12.11.5.26

Current through Register Vol. 35, No. 11, June 11, 2024
Section 12.11.5.26 - DENIAL, SUSPENSION AND REVOCATION

Any order denying, suspending, revoking, canceling or limiting the registration of, and any order barring, an investment adviser or investment adviser representative may include such other sanctions as the director finds appropriate.

N.M. Code R. § 12.11.5.26

12.11.5.26 NMAC - Rp, 12.11.5.22 NMAC, 1-1-2010