Statutes, codes, and regulations
New Mexico Administrative Code
Title 12 - TRADE, COMMERCE AND BANKINGChapter 11 - SECURITIES
Part 5 - INVESTMENT ADVISERS, INVESTMENT ADVISER REPRESENTATIVES AND FEDERAL COVERED ADVISERS
Section 12.11.5.26 - DENIAL, SUSPENSION AND REVOCATION

N.M. Admin. Code § 12.11.5.26

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Current through Register Vol. 35, No. 21, November 5, 2024
Section 12.11.5.26 - DENIAL, SUSPENSION AND REVOCATION

Any order denying, suspending, revoking, canceling or limiting the registration of, and any order barring, an investment adviser or investment adviser representative may include such other sanctions as the director finds appropriate.

N.M. Admin. Code § 12.11.5.26

12.11.5.26 NMAC - Rp, 12.11.5.22 NMAC, 1-1-2010