N.M. Code R. § 12.11.4.11
Current through Register Vol. 35, No. 11, June 11, 2024
A broker-dealer shall not enter into any contract with a customer if the contract contains any condition, stipulation or provision binding the customer to waive any rights under the New Mexico Uniform Securities Act or any rule or order thereunder. Any such condition, stipulation or provision is void.
N.M. Code R. § 12.11.4.11