N.M. Code R. § 12.11.3.14
Current through Register Vol. 35, No. 11, June 11, 2024
The director may by order exempt any broker-dealer from all or part of the requirements of this part, either unconditionally or upon specified conditions, if by reason of the special nature of its business, the director finds the issuance of the order is necessary or appropriate in the public interest or for the protection of investors.
N.M. Code R. § 12.11.3.14