N.M. Admin. Code § 12.11.2.9

Current through Register Vol. 35, No. 21, November 5, 2024

Section 12.11.2.9 - REGISTRATION FEES

A. Registration fees required of broker-dealers and agents who are members of FINRA shall be paid to CRD, in accordance with FINRA instructions. Annual renewal fees shall be paid no later than December 31 of each year.

B. Registration fees required of broker-dealers and agents who are not members of the FINRA shall be paid to the division. Annual renewal fees shall be paid to the division on or before December 31 of each year.

12.11.2.9 NMAC - Rp, 12.11.2.9 NMAC, 1-1-2010