Statutes, codes, and regulations
New Mexico Administrative Code
Title 12 - TRADE, COMMERCE AND BANKINGChapter 11 - SECURITIES
Part 2 - BROKER-DEALERS AND AGENTS
Section 12.11.2.23 - DENIAL, SUSPENSION AND REVOCATION

N.M. Code R. § 12.11.2.23

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Current through Register Vol. 35, No. 11, June 11, 2024
Section 12.11.2.23 - DENIAL, SUSPENSION AND REVOCATION

Any order denying, suspending, revoking, canceling or limiting the registration of, and any order barring, a broker-dealer or agent may include such other sanctions as the director finds appropriate.

N.M. Code R. § 12.11.2.23

12.11.2.23 NMAC - Rp, 12.11.2.23 NMAC, 1-1-2010