N.M. Code R. § 12.11.18.6
Current through Register Vol. 35, No. 11, June 11, 2024
To provide training guidelines to broker-dealers and investment advisers who shall provide training concerning the financial exploitation of vulnerable adults to its employees who are required to be registered in New Mexico as agents or investment adviser representatives and who have contact with eligible adults and access to account information on a regular basis and as part of their job.
N.M. Code R. § 12.11.18.6