N.M. Admin. Code § 12.11.17.6

Current through Register Vol. 35, No. 21, November 5, 2024
Section 12.11.17.6 - OBJECTIVE

To prohibit use of certifications and professional designations in such a way as to mislead investors regarding whether the user has special expertise in advising or serving senior citizens or retirees in connection with the offer and sale of securities.

N.M. Admin. Code § 12.11.17.6

12.11.17.6 NMAC - Rp, 12.11.17.6 NMAC, 1-1-2010