N.M. Admin. Code § 12.11.15.2

Current through Register Vol. 35, No. 21, November 5, 2024

Section 12.11.15.2 - SCOPE

All persons that transact business in New Mexico as a broker-dealer, an investment adviser or an issuer of securities, and their agents and representatives.

12.11.15.2 NMAC - Rp, 12 NMAC 11.15.1.2, 1-1-2010