N.M. Code R. § 12.11.12.23
Current through Register Vol. 35, No. 11, June 11, 2024
Any offer or sale of a security effected by a Canadian broker-dealer or agent of such broker-dealer exempted from registration pursuant to 12.11.2.17 NMAC is exempted from the securities registration requirements of Section 58-13C-301 and the filing requirements of Section 58-13C-504 provided that such offer or sale meets the requirements in Subsection D of 12.11.2.17 NMAC.
N.M. Code R. § 12.11.12.23