N.M. Code R. § 12.11.10.20

Current through Register Vol. 35, No. 11, June 11, 2024

Section 12.11.10.20 - ADVERTISING

All selling literature or advertisements announcing the offering shall be filed with the director prior to publication or circulation. An announcement containing no more than the following need not be filed with the director:

A. the name of the company;

B. characterization of the company as indicated on the cover page of the disclosure document;

C. address and telephone number of the company;

D. a brief indication in ten words or less of the company's business or proposed business;

E. the number and type of securities offered and the offering price per security;

F. the name, address, and telephone number of any selling agent authorized to sell the securities;

G. a statement that the announcement does not constitute an offer to sell or solicitation of an offer to purchase and that any such offer must be made by official disclosure document;

H. how a copy of the disclosure document may be obtained;

I. the company's logo; and

J. clip and return coupons, requesting a copy of the disclosure document, used in printed announcements.

N.M. Code R. § 12.11.10.20

12.11.10.20 NMAC - Rp, 12 NMAC 11.4.6.13, 1-1-2010