N.M. Code R. § 12.11.10.15

Current through Register Vol. 35, No. 11, June 11, 2024

Section 12.11.10.15 - DELIVERY OF DISCLOSURE DOCUMENT

The disclosure document and any supplements thereto must be delivered to each investor before the earliest of any of the following events:

(a) any order is accepted;

(b) any subscription agreement is signed; or

(c) any part of the purchase price is received. The foregoing information shall not be delivered to any investor prior to the effective date of the registration.

N.M. Code R. § 12.11.10.15

12.11.10.15 NMAC - Rp, 12 NMAC 11.4.6.8, 1-1-2010