N.M. Admin. Code § 12.11.1.2

Current through Register Vol. 35, No. 21, November 5, 2024

Section 12.11.1.2 - SCOPE

All persons, whether natural or legal entities, that transact business in New Mexico as a broker-dealer, an investment adviser or an issuer of securities, and their representatives and agents.

12.11.1.2 NMAC - Rp, 12.11.1.2 NMAC, 1-1-2010