N.J. Admin. Code § 5:37-7.4

Current through Register Vol. 57, No. 1, January 6, 2025
Section 5:37-7.4 - Mutual fund companies

An entity offering a mutual fund or other type of security as part of a deferred compensation plan shall be registered with the Security and Exchange Commission and shall submit to the Director a copy of a "Certification of Good Standing" from the New Jersey Secretary of State.

N.J. Admin. Code § 5:37-7.4