N.J. Admin. Code § 5:30-14.40

Current through Register Vol. 56, No. 11, June 3, 2024

Section 5:30-14.40 - Mutual fund companies

An entity offering a mutual fund or other type of security as part of a length of service award plan shall be registered with the Security and Exchange Commission and shall submit to the Director a copy of a "Certificate of Good Standing" from the Treasurer, State of New Jersey.