N.J. Admin. Code § 3:12-5.4

Current through Register Vol. 56, No. 23, December 2, 2024

Section 3:12-5.4 - Safekeeping; stock certificates

(a) A qualified corporation acting as a transfer agent shall provide safekeeping facilities for undeliverable stock certificates.

(b) A record of all items held in safekeeping shall be maintained and such record shall reflect the following minimum information:

1. The name and last known address of the beneficial owner;

2. The name of the corporate issuer; and

3. The certificate number, number of shares and the date each stock certificate was placed in safekeeping facilities.

N.J. Admin. Code § 3:12-5.4

Amended by R.1992 d.242, effective 6/15/1992.
See: 24 New Jersey Register 675(b), 24 New Jersey Register 2242(b).
Revised (a).