N.J. Admin. Code § 13:47A-13.1
These Rules of Practice are generally applicable to administrative proceedings before the Bureau under the Uniform Securities Law (1997), 49:3-47 et seq., as amended, prior to a matter having been determined to be a contested case pursuant to 1:1-3.1, and transmitted by the Bureau to the Office of Administrative Law pursuant to 1:1-3.2. In connection with such contested cases, reference should be made to any procedural requirements that may be contained in the Administrative Procedure Act, 52:14B-1 et seq., or the regulations and forms adopted thereunder, which requirements are controlling. These Rules of Practice do not apply to routine filings to perfect exemptions, register broker-dealers, agents, and investment advisers, register securities, or seek no-action or interpretive opinions from the Bureau. Nor do these Rules of Practice apply to private investigations conducted by the Bureau pursuant to 49:3-68, except where specifically made applicable by N.J.A.C. 13:47A-14, Rules of Practice Relating to Investigations.
N.J. Admin. Code § 13:47A-13.1
See: 40 N.J.R. 2061(a), 40 N.J.R. 5820(a).
Substituted "(1997)" for "(1967)" and "advisers" for "advisors".