N.J. Admin. Code § 13:47A-12A.6

Current through Register Vol. 56, No. 24, December 18, 2024

Section 13:47A-12A.6 - Records and inspection

(a) An issuer and Internet site operator shall maintain for a period of five years from either the date of the document or communication, or the date of the closing or termination of the securities offering, whichever is later, records of all offers and sales of securities effected through the Internet site and shall provide ready access to the records to the Bureau, upon request.

(b) An issuer and Internet site operator shall accurately create the required records and maintain them in a manner that secures them from unauthorized alteration or use, protects them from untimely destruction, and safeguards the privacy protection of issuer and investor records and information.

(c) The Bureau may access, inspect, and review an Internet site operator registered under this subchapter, as well as its records.

N.J. Admin. Code § 13:47A-12A.6

Adopted by 48 N.J.R. 1964(a), effective 9/19/2016

Adopted by 49 N.J.R. 2538(b), effective 8/7/2017