N.J. Admin. Code § 13:47A-1.2

Current through Register Vol. 56, No. 21, November 4, 2024
Section 13:47A-1.2 - Application for registration for persons not eligible for registration through the CRD

Any person desiring to transact business in the State of New Jersey who is not a member of FINRA or who is not otherwise eligible to register through the CRD pursuant to N.J.A.C. 13;47A-1.1, shall file all of the information required at N.J.A.C. 13:47A-1.1 and in the same form required by that section directly with the Bureau at its current office address. The application shall be accompanied by a check or money order payable to the State of New Jersey, Bureau of Securities, in the amount of $ 600.00.

N.J. Admin. Code § 13:47A-1.2

Amended by 51 N.J.R. 1467(a), effective 9/16/2019
Amended by 56 N.J.R. 1986(a), effective 10/7/2024