N.J. Admin. Code § 13:47A-1.10

Current through Register Vol. 56, No. 24, December 18, 2024

Section 13:47A-1.10 - Maintenance of books and records

All broker-dealers shall keep at their principal place of business, open to inspection of the Bureau of Securities of the State of New Jersey, all books and records required to be kept by the Securities and Exchange Commission or by the Bureau of Securities.

N.J. Admin. Code § 13:47A-1.10

Amended by R.1992 d.435, effective 11/2/1992.
See: 24 New Jersey Register 2524(a), 24 New Jersey Register 4060(a).
Added the Bureau of Securities. Recodified from 13:47A-1.9. Old 13:47A-1.10 Withdrawal of broker-dealer registration recodified to 13:47A-1.11.