Nev. Admin. Code § 90.3935

Current through December 31, 2024
Section 90.3935 - Restrictions on name and location of operation

A branch office must not be operated:

1. Under any name other than:
(a) The name of the broker-dealer; or
(b) A fictitious name registered by the broker-dealer as required by chapter 602 of NRS.
2. Within the physical confines of another business unless:
(a) There are conspicuous signs or physical separation of the businesses that clearly indicate to the public that the businesses are separate and distinct from one another; and
(b) Any person referring customers to or soliciting business for the branch office for compensation complies with the licensing requirements set forth in this chapter and chapter 90 of NRS.

Nev. Admin. Code § 90.3935

Added to NAC by Sec'y of State, eff. 10-16-89; A 11-19-92

NRS 90.360, 90.750