Nev. Admin. Code § 90.498

Current through December 12, 2024

Section 90.498 - Claim of exemption: Offering issued in series of securities or relating to multiple funds

A person who files a claim of exemption (Nevada Form N-9) from the registration requirements of NRS 90.460 involving a securities offering which is issued in a series of securities or relating to multiple funds shall file a separate claim of exemption for each such series or fund unless:

1. The series or funds are identified under the same name and are a single legal entity; and

2. Separate accounting for each series or fund is not maintained.

Nev. Admin. Code § 90.498

Added to NAC by Sec'y of State, eff. 11-19-92

NRS 90.520, 90.530, 90.540, 90.750