Section 175-7-005 - INSPECTIONS To determine compliance with operational, care, treatment, and physical plant standards, the Department inspects the health clinic prior to and following licensure. The Department determines compliance through on-site inspections, review of schematic and construction plans, and reports of qualified inspectors.
005.01 Initial Inspection The Department will conduct an announced initial on-site inspection to detemine compliance with 175 NAC 7-006 and 7-007. The inspection will occur within 30 working days, or later if requested by the applicant, of receipt of a completed application for an initial license. The Department will provide a copy of the inspection report to the health clinic within ten working days after completion of an inspection.
005.02 Results of Initial Inspection 7-005.02A When the Department finds that the applicant fully complies with the requirements of 175 NAC 7-006 and 7-007, the Department will issue a license.7-005.02B When the Department finds that the applicant had complied substantially but has failed to comply fully with the requirements of 175 NAC 7-006 and 7-007 and the failure(s) would not pose an imminent danger of death or physical harm to persons served by the health clinic, the Department may issue a provisional license. The provisional license: 1. Is valid for up to one year; and7-005.02C When the Department finds the applicant has one or more violations that create no imminent danger of death or serious physical harm and no direct or immediate adverse relationship to the health, safety, or security of the persons served by the health clinic, the Department may send a letter to the health clinic requesting a statement of compliance. The letter will include: 1. A description of each violation;2. A request that the health clinic submit a statement of compliance within ten working days; and3. A notice that the Department may take further steps if the statement of compliance is not submitted.7-005.02D The statement of compliance must indicate any steps that have been or will be taken to correct each violation and the estimated time to correct each violation. Based on the statement of compliance, the Department will take one of the following actions: 1. If the health clinic submits and implements a statement of compliance that indicates a good faith effort to correct the violations, the Department will issue either a regular license or a provisional license; or2. If the health clinic fails to submit and implement a statement of compliance that indicates a good faith effort to correct the violations, the Department may deny the license.7-005.02E When the Department finds the applicant fails to meet the requirements of 175 NAC 7-006 and 7-007 and the failure(s) would create an imminent danger of death or serious physical harm, the Department will deny the license.005.03 Physical Plant Inspections The Department will conduct inspections for conformity with construction plans and compliance with 175 NAC 7-007 at new facilities or new construction prior to use or occupancy.
7-005.03A On-site progress inspections of the physical plant by qualified inspectors for conformity to construction documents and compliance with code requirements may occur at any time after construction has begun and prior to the concealment of essential components.7-005.03B The Department will conduct an on-site final inspection of the physical plant prior to use or occupancy. In lieu of an on-site final inspection by the Department, the Department may accept a certification from a licensed architect or engineer that the physical plant meets the requirements of the Health Care Facility Licensure Act and 175 NAC 7, and that the health clinic is complete and ready for occupancy in accordance with Department-approved plans. The architect or engineer may construct a certification form or obtain a certification form from the Department. 7-005.03B1 The certification must state: 1. Name of the architect or engineer;2. Name of the professional entity with which he or she is affiliated, if any;3. Address and telephone number;4. Type of license held, the state in which it is held, and the license number;5. Name and location of the health clinic;6. Name(s) of the owner(s) of the health clinic; 7. New construction had the building structure and plumbing rough-in inspected by a qualified inspector prior to the time these would be concealed and preclude observation;8. All new construction, care and treatment room sizes, handrails, grab bars, hardware, building systems, protective shielding, privacy curtains, appropriate room finishes, and other safety equipment are completed in accordance with approved construction plans; and9. The facility is furnished, cleaned, and equipped for the care and treatment to be performed in compliance with 175 NAC 7-007, and approved for use and occupancy.7-005.03B2 The certification must have attached to it: 1. Copies of documents from other authorities having jurisdiction verifying that the facility meets the codes specified in 175 NAC 7-007.03A, and approved for use and occupancy;2. Copies of certifications and documentation from equipment and building system installers verifying that all equipment and systems installed are operating and approved for use and occupancy; and3. Schematic floor plans documenting actual room numbers and titles, bed locations, and life safety information.005.04 Compliance Inspections The Department may, following the initial licensure of a health clinic, conduct an unannounced onsite inspection at any time as it deems necessary to determine compliance with 175 NAC 7-006 and 7-007. The inspection may occur based on random selection or focused selection.
7-005.04ARandom Selection: Each year the Department may inspect up to 25% of the health clinics based on a random selection of licensed health clinics.7-005.04BFocused Selection: The Department may inspect a health clinic when the Department is informed of one or more of the following: 1. An occurrence resulting in patient death or serious physical harm;2. An occurrence resulting in imminent danger to or the possibility of death or serious physical harm to patients;3. An accident or natural disaster resulting in damage to the physical plant and having a direct or immediate adverse effect on the health, safety, and security of patients;4. The passage of five years without an inspection;5. A complaint alleging violation of the Health Care Facility Licensure Act or 175 NAC 7;6. Complaints that, because of their number, frequency, or type, raise concerns about the maintenance, operation, or management of the health clinic;7. Financial instability of the licensee or of the licensee's parent company;8. Outbreaks or recurrent incidents of physical health problems such as dehydration, pressure sores, or other illnesses;9. Change of services, management, or ownership;10. Change of status of accreditation or certification on which licensure is based as provided in 175 NAC 7-004.08; or11. Any other event that raises concerns about the maintenance, operation, or management of the health clinic.005.05 Results of Compliance Inspections 7-005.05A When the inspection reveals violations that create imminent danger of death or serious physical harm or have a direct or immediate adverse effect on the health, safety, or security of persons served by the health clinic, the Department will review the inspection findings within 20 working days after the inspection. If the evidence from the inspection supports the findings, the Department will impose discipline in accordance with 175 NAC 7-008.03.7-005.05B When the inspection reveals one or more violations that create no imminent danger of death or serious physical harm and no direct or immediate adverse effect on the health, safety, or security of persons served by the health clinic, the Department may request a statement of compliance from the health clinic. The statement of compliance must indicate any steps that have been or will be taken to correct each violation and the estimated time to correct each violation. Based on the statement of compliance, the Department will take one of the following actions: 1. If the health clinic submits and implements a statement of compliance that indicates a good faith effort to correct the violations, the Department will not take any disciplinary action against the license; or2. If the health clinic fails to submit and implement a statement of compliance, the Department will initiate disciplinary action against the health clinic license, in accordance with 175 NAC 7-008.005.06 Re-inspections 7-005.06A The Department may conduct re-inspections to determine if a health clinic fully complies with the requirements of 175 NAC 7-006 and 7-007. Re-inspection occurs: 1. After the Department has issued a provisional license;2. Before a provisional license is converted to a regular license;3. Before a disciplinary action is modified or terminated; or4. After the Department receives a statement of compliance for cited violations.7-005.06B Following a re-inspection, the Department may: 1. Convert a provisional license to a regular license;2. Affirm that the provisional license is to remain effective;3. Modify a disciplinary action in accordance with 175 NAC 7-008.02; or4. Grant full reinstatement of the license.175 Neb. Admin. Code, ch. 7, § 005