48 Neb. Admin. Code, ch. 9, § 010

Current through September 17, 2024
Section 48-9-010 - BROCHURE SUPPLEMENT DELIVERY
010.01 An investment adviser shall disclose, on the Form ADV Part 2B supplement, any alternate name under which the investment adviser representative conducts business.
010.02 An investment adviser representative of a federal covered adviser shall provide a copy of the investment adviser representative's Form ADV Part 2B supplement in accordance with 48 NAC 7.010.

48 Neb. Admin. Code, ch. 9, § 010

Amended effective 6/13/2022