48 Neb. Admin. Code, ch. 7, § 011

Current through September 17, 2024

Section 48-7-011 - ASSIGNMENTS

For purposes of Section 8-1102(3)(b) of the Act, a transaction which does not result in a change of actual control or management of an investment adviser is not an assignment.

48 Neb. Admin. Code, ch. 7, § 011

Amended effective 6/5/2017.

Amended effective 11/27/2019