Section 48-7-005 - FORMS SUBMISSION005.01 All investment adviser applications, amendments, and fees required to be filed with the Director pursuant to the rules promulgated under the Act, shall be filed electronically with, and transmitted to, the Central Registration Depository/Investment Adviser Registration Depository ("CRD/IARD"). All other documents required by this Rule shall be filed directly with the Director. 005.02 With respect to any document filed electronically through CRD/IARD, when a signature or signatures are required by the particular instructions of any filing to be made through CRD/IARD, a duly authorized officer of the applicant or the applicant him or herself, as required, shall affix his or her electronic signature to the filing by typing his or her name in the appropriate fields and submitting the filing to CRD/IARD. Submission of a filing in this manner constitutes irrefutable evidence of legal signature by any individual whose name is typed on the filing.005.03 A form submitted through CRD/IARD is deemed filed with the Department when the record is transmitted to the Department for review.48 Neb. Admin. Code, ch. 7, § 005
Amended effective 11/27/2019