Section 48-6-008 - QUALIFYING EXAMINATIONSAn agent is required to take and pass the following examinations administered by FINRA:
008.01 The Uniform Securities Agent State Law Examination (Series 63 examination); and008.02 The examinations required by FINRA pursuant to FINRA Rule 1220.008.03 The Uniform Combined State Law Examination (Series 66 examination) may be taken in lieu of the Series 63 examination by any agent who also takes and passes the General Securities Representative Examination (Series 7 examination).008.04 This examination requirement shall be waived for an applicant who has previously passed the required written examinations provided that such applicant does not have a gap in registration longer than two years before the date of the filing of the present registration application.008.05 The Director may waive the requirement of this section if the Director finds the waiver is consistent with investor protection and is in the public interest.48 Neb. Admin. Code, ch. 6, § 008
Amended effective 6/5/2017.Amended effective 11/25/2018