48 Neb. Admin. Code, ch. 6, § 005

Current through September 17, 2024

Section 48-6-005 - RENEWAL

An agent's registration must be renewed annually by the employing broker-dealer prior to the broker-dealer's December 31 renewal date.

005.01 FINRA broker-dealers must submit the agent's renewal fee to the Director through CRD/IARD.

005.02 Non-FINRA broker-dealers must submit the agent's renewal fee directly to the Director.

48 Neb. Admin. Code, ch. 6, § 005

Amended effective 6/5/2017.

Amended effective 11/25/2018