48 Neb. Admin. Code, ch. 5, § 013

Current through September 17, 2024
Section 48-5-013 - REGISTRATION REPRESENTATIONS

No issuer-dealer or agent shall make material representations to a prospective investor in connection with the sale of securities of the issuer-dealer that are not contained in the prospectus or registration statement which has been registered or filed as an exemption with the Department.

48 Neb. Admin. Code, ch. 5, § 013

Amended effective 6/5/2017.
Amended effective 11/27/2019