48 Neb. Admin. Code, ch. 5, § 004

Current through September 17, 2024

Section 48-5-004 - QUALIFICATIONS

004.01 The issuer-dealer shall be of good repute, knowledgeable of the Act, and meet the requirements of the Act and rules adopted thereunder.

004.02 The issuer-dealer shall not conduct a general securities business and shall not normally be engaged in the business of selling securities.

48 Neb. Admin. Code, ch. 5, § 004

Amended effective 11/27/2019