48 Neb. Admin. Code, ch. 39, § 012

Current through September 17, 2024
Section 48-39-012 - ADVERTISING
012.01 A general announcement by an issuer or funding portal regarding an issuer's offering being made in reliance on this subdivision shall not be considered an offer of a security so long as only the following are included:
012.01A A statement that the issuer is conducting an offering, the name of the portal operator conducting the offering and a link directing the potential investor to the funding portal;
012.01B The maximum amount of the offering; and
012.01C Factual information about the legal identity and business location of the issuer, limited to the name of the issuer of the security, the address, and a brief description of the business of the issuer.
012.02 Any general announcement regarding an issuer's offering being made in reliance on this subdivision must contain a statement making it clear that the offering is directed only to residents of Nebraska.

48 Neb. Admin. Code, ch. 39, § 012

Amended effective 11/25/2018
Amended effective 6/13/2022