48 Neb. Admin. Code, ch. 18, § 003

Current through September 17, 2024
Section 48-18-003 - CONTENTS OF NOTICE
003.01 The notice shall include the following information:
003.01A The name and address of the issuer;
003.01B The names and addresses of the broker-dealer or issuer-dealer, and any individuals selling or promoting the offering;
003.01C The business in which the issuer is to be engaged;
003.01D The type of security being issued (common stock, limited partnership interests, debentures, etc.);
003.01E The total dollar amount of such securities;
003.01F The Securities Offering Disclosure Document ("Form SODD");
003.01G The financial statements prepared in accordance with Section 005 below;
003.01H A representation that all of the conditions of Section 8-1111(20) have been or will be met by the issuer; and
003.01I A filing fee of two hundred dollars ($200.00).
003.02 Every notice and disclosure document filed with the Director shall be signed by a person duly authorized by the issuer.
003.03 The Director may require the filing of additional information if the Director deems it material to the offering.

48 Neb. Admin. Code, ch. 18, § 003

Amended effective 11/27/2019
Amended effective 6/13/2022