48 Neb. Admin. Code, ch. 10, § 005

Current through September 17, 2024

Section 48-10-005 - CLIENT IDENTITY

Any books or records required by this Rule may be maintained by the investment adviser in such manner that the identity of any client to whom the investment adviser renders investment supervisory services is indicated by numerical or alphabetical code or some similar designation.

48 Neb. Admin. Code, ch. 10, § 005

Amended effective 6/5/2017.

Amended effective 11/27/2019

Amended effective 6/13/2022