Section 48-1-004 - RETENTION OF FEES UPON WITHDRAWAL OR DENIAL004.01 Upon withdrawal or denial of an application for registration as a broker-dealer, agent, investment adviser, investment adviser representative, or issuer-dealer, the entire fee shall be retained by the Department.004.02 Upon withdrawal of a notice filing by a federal covered adviser, the entire fee shall be retained by the Department.004.03 Upon withdrawal or denial of an application for registration of securities, one hundred dollars ($100.00) shall be retained by the Department.004.04 Upon the withdrawal of a notice filing for federal covered securities, except securities issued by an investment company, the entire fee shall be retained by the Department.004.05 Upon withdrawal of a notice filing by an investment company subject to the Investment Company Act of 1940, a fee of one hundred dollars ($100.00) shall be retained by the Department.004.06 Upon the withdrawal or denial of an exemption notice, the entire fee shall be retained by the Department.48 Neb. Admin. Code, ch. 1, § 004
Amended effective 6/13/2022