Mont. Admin. r. 6.6.7012

Current through Register Vol. 24, December 20, 2024
Rule 6.6.7012 - OVERSEE SERVICE PROVIDER ARRANGEMENTS
(1) The licensee:
(a) exercises appropriate due diligence in selecting its service providers; and
(b) requires its service providers to implement appropriate measures designed to meet the objectives of this rule, and where indicated by the licensee's risk assessment, takes appropriate steps to confirm that its service providers have satisfied these obligations.

Mont. Admin. r. 6.6.7012

NEW, 2005 MAR p. 426, Eff. 4/1/05.

33-19-106, MCA; IMP, 33-19-102 and 33-19-306, MCA;