Mont. Admin. r. 6.6.4025

Current through Register Vol. 1, January 10, 2025
Rule 6.6.4025 - INSURER DOCUMENTATION REQUIREMENTS
(1) An insurer shall maintain documents and records relating to each derivative transaction, including:
(a) the purpose of the transaction;
(b) the assets or liabilities to which the transaction relates;
(c) the specific derivative instrument used in the transaction;
(d) for over-the-counter derivative instrument transactions, the name of the counterparty and the market value; and
(e) for exchange traded derivative instruments, the name of the exchange and the name of the firm that handled the trade and the market value.

Mont. Admin. r. 6.6.4025

NEW, 2011 MAR p.1303, Eff. 7/15/11.

33-1-313, 33-12-111, MCA; IMP, 33-12-210, 33-12-310, MCA;