Mont. Admin. r. 6.10.126

Current through Register Vol. 1, January 10, 2025

Rule 6.10.126 - FRAUDULENT AND UNETHICAL PRACTICES PROHIBITED BY BROKER-DEALERS AND SALESMEN

This Rule has been transferred to 6.10.401

NEW, 1989 MAR p. 221, Eff. 1/27/89; AMD, 1999 MAR p. 2245, Eff. 10/8/99; AMD, 2003 MAR p. 1078, Eff. 5/23/03; TRANS and AMD, to ARM 6.10.401, 2008 MAR p. 2046, Eff. 9/26/08.

30-10-107, MCA; IMP, 30-10-201, 30-10-301, MCA;