Chapter 59 - Registration and Operations of Commodity Broker-Dealers and Sales Representatives
- Section 15 CSR 30-59.010 - Definitions
- Section 15 CSR 30-59.020 - General Instructions
- Section 15 CSR 30-59.030 - Fees
- Section 15 CSR 30-59.040 - Forms
- Section 15 CSR 30-59.050 - Broker-Dealer, Sales Representative Statutory Bond
- Section 15 CSR 30-59.060 - Application for Renewal Registration as Sales Representative
- Section 15 CSR 30-59.070 - Application for Registration
- Section 15 CSR 30-59.080 - Examination
- Section 15 CSR 30-59.090 - Financial Statements
- Section 15 CSR 30-59.100 - Net Capital Requirements for Broker-Dealers
- Section 15 CSR 30-59.110 - Broker-Dealer Notice of Net Capital Deficiency
- Section 15 CSR 30-59.120 - Bonds
- Section 15 CSR 30-59.130 - Segregation of Accounts by Broker-Dealers
- Section 15 CSR 30-59.140 - Confirmations
- Section 15 CSR 30-59.150 - Records Required of Broker-Dealers and Sales Representatives
- Section 15 CSR 30-59.160 - Records to be Preserved by Broker-Dealers
- Section 15 CSR 30-59.170 - Effectiveness and Post-Effective Requirements
- Section 15 CSR 30-59.180 - Denial, Revocation and Suspension of Registration
- Section 15 CSR 30-59.190 - Disclosure Statements
- Section 15 CSR 30-59.200 - Promotional Materials to be Filed, Permitted Without Filing and Prohibited