1 Miss. Code. R. 14-1-2.13

Current through November 26, 2024

Rule 1-14-1-2.13 - Expenses Limitations

The NASAA Statement of Policy regarding underwriting expenses, underwriter's warrants, selling expenses, and selling security holders shall be the basis of review for offerings, excluding federal covered securities, filed with the Division.

1 Miss. Code. R. 14-1-2.13

Miss. Code Ann. §§ 75-71-605(a); -608(b), -608(c)(9) (2020).

Amended 6/3/2018

Amended 9/2/2019

Amended 10/16/2021

Amended 4/18/2022

Amended 1/29/2024

Amended 3/14/2024