1 Miss. Code. R. 14-1-2.07

Current through December 10, 2024

Rule 1-14-1-2.07 - Legend Requirement

A. Every submitted prospectus must carry the following legend displayed in a prominent manner:

"THESE SECURITIES ARE OFFERED PURSUANT TO A CERTIFICATION OF REGISTRATION ISSUED BY THE SECRETARY OF STATE OF MISSISSIPPI. THE SECRETARY OF STATE DOES NOT RECOMMEND OR ENDORSE THE PURCHASE OF ANY SECURITIES, NOR DOES THE SECRETARY OF STATE PASS UPON THE TRUTH, MERITS, OR COMPLETENESS OF ANY PROSPECTUS OR ANY OTHER INFORMATION FILED WITH THE SECRETARY OF STATE. ANY REPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE."

B. However, any prospectus, registration statement, or offering statement filed pursuant to the Securities Act of 1933 which depicts the SEC's generic legend will be considered in conformity with the preceding requirement.

1 Miss. Code. R. 14-1-2.07

Miss. Code Ann. § 75-71-605(a)(1) (2020).

Amended 6/3/2018

Amended 9/2/2019

Amended 10/16/2021

Amended 4/18/2022

Amended 1/29/2024

Amended 3/14/2024