Minn. R. agency 120, ch. 2876, pt. 2876.4021
Current through Register Vol. 49, No. 25, December 16, 2024
Broker-dealers are affiliated by direct common control, for the purpose of Minnesota Statutes, section 80A.57(e), when 80 percent or more of the equity of each broker-dealer is beneficially owned by the same person or group of persons.
Minn. R. agency 120, ch. 2876, pt. 2876.4021
Statutory Authority: MS s 45.023; 80A.82