Minn. R. 2876.4021

Current through Register Vol. 48, No. 51, June 17, 2024
Part 2876.4021 - DIRECT COMMON CONTROL

Broker-dealers are affiliated by direct common control, for the purpose of Minnesota Statutes, section 80A.57(e), when 80 percent or more of the equity of each broker-dealer is beneficially owned by the same person or group of persons.

Minn. R. 2876.4021

34 SR 593

Statutory Authority: MS s 45.023; 80A.82