Minn. R. 2876.3040

Current through Register Vol. 48, No. 51, June 17, 2024

Part 2876.3040 - REGISTRATION STATEMENT; REQUIRED RECORDS

Subpart 1.Information required in registration statement.

A registration statement under Minnesota Statutes, section 80A.52, must contain the information and records specified in Minnesota Statutes, section 80A.52, paragraph (b), clauses (1) to (18).

Subp. 2.Additional information required.

A registration statement under Minnesota Statutes, section 80A.52, must also contain:

A. such further material information, if any, as may be necessary to make the required information and records, in the light of the circumstances under which they are made, not misleading; and

B. a statement by the issuer that it has complied with the requirements in Minnesota Statutes, chapter 345, relating to unclaimed property.

Subp. 3.Periodic reports.

While a registration statement is effective, the person that filed the registration statement must update it to keep it reasonably current by filing with the administrator a report explaining any material changes to the information contained in the registration statement.

Minn. R. 2876.3040

34 SR 593

Statutory Authority: MS s 45.023; 80A.82