Minn. R. 2876.2021

Current through Register Vol. 48, No. 51, June 17, 2024
Part 2876.2021 - SINGLE ISSUE; INTEGRATION

The following factors should be considered in determining whether offers and sales are part of a "single issue" for purposes of the exemption contained in Minnesota Statutes, section 80A.46(14):

A. whether the offers and sales are part of a single plan of financing;
B. whether the offers and sales involve issuance of the same class of securities;
C. whether the offers and sales have been made at or about the same time;
D. whether the same type of consideration is being received; and
E. whether the offers and sales are made for the same general purpose.

Minn. R. 2876.2021

34 SR 593

Statutory Authority: MS s 45.023; 80A.82