Minn. R. 2876.1020
Current through Register Vol. 48, No. 51, June 17, 2024
The term "broker-dealer" does not include a depository institution that engages in the conditioned activities described in sections 3(a)(4) and 3(a)(5) of the Securities Exchange Act of 1934, United States Code, title 15, section 78c(a)(4)(B)-(C).
Minn. R. 2876.1020
Statutory Authority: MS s 45.023; 80A.82