Minn. R. agency 120, ch. 2876, pt. 2876.1020
Current through Register Vol. 49, No. 25, December 16, 2024
The term "broker-dealer" does not include a depository institution that engages in the conditioned activities described in sections 3(a)(4) and 3(a)(5) of the Securities Exchange Act of 1934, United States Code, title 15, section 78c(a)(4)(B)-(C).
Minn. R. agency 120, ch. 2876, pt. 2876.1020
Statutory Authority: MS s 45.023; 80A.82