Minn. R. 2715.6100

Current through Register Vol. 48, No. 51, June 17, 2024
Part 2715.6100 - EXEMPTION OF CERTAIN SECURITIES

Any security shall be exempt from the operation of clause (3) of the act to the extent necessary to render lawful under such clause the execution by a broker of an order for an account in which the broker has no direct or indirect interest.

Minn. R. 2715.6100

17 SR 1279

Statutory Authority: MS s 60A.22