Mich. Admin. Code R. 460.2514

Current through Vol. 24-21, December 1, 2024
Section R. 460.2514 - Copies of registration statements and other data filed with the securities and exchange commission; retention periods

Rule 14. The following copies of registration statements and other data filed with the securities and exchange commission shall be retained for the periods listed:

(a) Copies of registration statements and other data in connection with offerings of securities for sale to the public or the listing of securities on exchanges, including supporting papers. 25 years or until all securities covered are retired, whichever is shorter. If a retention period is prescribed elsewhere in the schedule with respect to any document which is included as an exhibit to any filing retained pursuant to the requirements of this subdivision, the company need retain only 1 copy of such document in its files, if appropriate cross-references are established.
(b) Copies of periodic reports and supporting papers filed in compliance with either the securities act of 1933 or the securities exchange act of 1934. 25 years. If a retention period is prescribed elsewhere in the schedule with respect to any document which is included as an exhibit to any filing retained pursuant to the requirements of this subdivision, the the company need retain only 1 copy of such document in its files, if appropriate cross- references are established.

Mich. Admin. Code R. 460.2514

1979 AC; 1980 AACS