Md. Code Regs. 02.02.09.08

Current through Register Vol. 51, No. 24, December 2, 2024

Section 02.02.09.08 - Combinations and Reorganizations-Investment Companies

A. Surviving Issuer. Within 15 days after the combination or reorganization of two or more issuers:

(1) A surviving issuer with an effective notice filing in Maryland shall amend its notice filing in accordance with Regulation .04F of this chapter;

(2) A surviving issuer without an effective notice filing in Maryland shall submit a notice filing in accordance with Regulation .04 of this chapter.

B. Terminating Issuers. Within 15 days after the combination or reorganization of two or more issuers, issuers terminating their offerings in Maryland shall make the filings required by Regulation .07 of this chapter.

Md. Code Regs. 02.02.09.08