Md. Code Regs. 02.02.09.03

Current through Register Vol. 51, No. 24, December 2, 2024

Section 02.02.09.03 - Use of Uniform Forms

A. Required Uniform Forms. To comply with the notice filing requirements of this chapter and Corporations and Associations Article, § 11-503.1, Annotated Code of Maryland, an issuer may use the following forms:

(1) Form NF (Uniform Investment Company Notice Filing);

(2) Form U-2 (Uniform Consent to Service of Process);

(3) SEC Form D (Notice of Sale of Securities Pursuant to Regulation D, Section 4(6), and/or Uniform Limited Offering Exemption).

B. Effect on Maryland Law. An instruction, undertaking, or other matter appearing in the forms listed in §A of this regulation does not limit the application of Corporations and Associations Article, Title 11, Annotated Code of Maryland, or this chapter.

Md. Code Regs. 02.02.09.03