Md. Code Regs. 02.02.09.01

Current through Register Vol. 51, No. 24, December 2, 2024

Section 02.02.09.01 - Definitions

A. In this chapter, the following terms have the meanings indicated.

B. Terms Defined.

(1) "Federal covered security" has the meaning stated in Corporations and Associations Article, § 11-101(f), Annotated Code of Maryland.

(2) "Investment company" has the meaning stated in § 3 of the Investment Company Act of 1940, 15 U.S.C. § 80a-3.

(3) "Registration statement" has the meaning stated in § 2(a)(8) of the Securities Act of 1933, 15 U.S.C. § 77b(a)(8).

(4) "Unit investment trust" has the meaning stated in § 4(2) of the Investment Company Act of 1940, 15 U.S.C. § 80a - 4(2).

Md. Code Regs. 02.02.09.01