Statutes, codes, and regulations
Maryland Administrative code
Title 02 - OFFICE OF THE ATTORNEY GENERALSubtitle 02 - DIVISION OF SECURITIES
Chapter 02.02.04 - Exemption from Registration Regulations
Section 02.02.04.14 - Exemption from the Maryland Securities Act, Corporations and Associations Article, Section11-601(16), Annotated Code of Maryland, for Certain Securities

Md. Code Regs. 02.02.04.14

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Current through Register Vol. 51, No. 12, June 14, 2024
Section 02.02.04.14 - Exemption from the Maryland Securities Act, Corporations and Associations Article, Section11-601(16), Annotated Code of Maryland, for Certain Securities

The following securities are exempt from registration filings under the Maryland Securities Act, Corporations and Associations Article, §§ 11-205 and 11-501, Annotated Code of Maryland, provided that the exemption may be revoked with respect to a specific security pursuant to the Maryland Securities Act, Corporations and Associations Article, § 11-603: Mortgage-related securities, as defined under § 3(A)(41) of the federal Securities Exchange Act of 1934, and the rules, regulations, and interpretive releases promulgated under it.

Md. Code Regs. 02.02.04.14