Md. Code Regs. 02.02.02.03

Current through Register Vol. 51, No. 24, December 2, 2024

Section 02.02.02.03 - Mandatory Registration of an Agent

A broker-dealer registered with the Commissioner shall register at least one agent with the Commissioner.

Md. Code Regs. 02.02.02.03

Regulations .03 adopted effective January 17, 1994 (21:1 Md. R. 26)